Upcoming Live Webcasts
Collapse DOL Audits

DOL Audits

Date:  Thursday, June 29, 2017

Time:  1:00 - 3:00 pm EST

Length:  Approximately 2 hours

Cost:  $199.99 for the live webinar. No recording of this session is offered.

Employers can become subject to a DOL Audit at any time.  As a Service Provider, information you maintain on behalf of the plan may also be subject to review.   Attend the Webinar and learn what you need to know when the DOL knocks on your door to request documents for a DOL Audit.


To register for this webinar, go to:   

Speaker:   Lisa Scimecca, Associate Regional Director, Philadelphia Regional Office, Employee Benefits Security Administration, U.S. Department of Labor

Moderator: Elizabeth Ysla Leight, Esq., Director of Government Relations and Legal Affairs, SPBA

Learning Objectives

  • Learn about the requirements under ERISA. 
  • Learn about responsibilities to ensure your clients maintain plan documents 
  • Learn how violations are addressed.

Who Should Attend

Direct employees of SPBA member TPA firms and Stop-Loss Partners should attend.


The cost will be $199.99 per location for the live webinar.  You may have as many people in this session to hear this conference call for the live webinar.   

Please note:  Any transmission or re-transmission of this event to additional sites/rooms by any means including but not limited to the use of a telephone conference bridge whether or not owned by the registrant is strictly prohibited.             

Technical Notes

As of June 1, anyone using Internet Explorer version 10 or older will not be able to view a live webcast, or on-demand stream.  You will need to be using a newer version of  Internet Explorer. 

Technical Warning One - Once you have registered you will need to tell your technical people to set your firewalls to accept email from two different email addresses:  support@peachnewmedia.com and mlombardo@peachnewmedia.com.  Confirmation emails and reminders will be sent from these two different emails. 

Technical Warning Two – Freestone is the platform used to stream the webinar.  In the event that polling questions are incorporated into the webinar, please ensure that your pop-up blocker is turned off or adjusted so that they are able to appear.

This Webinar Is Not Recorded at the request of the speaker. 

This is a live webinar, and it will not be recorded. However, you can download the PPT from the SPBA website for future reference.

Formats Available: Live Webinar Only
Original Seminar Date: June 29, 2017
On-Demand Release Date: June 29, 2017
Archived Webinars